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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations