Search Result

201 - 220 of 1058 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application