Search Result

181 - 200 of 1117 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 15.2 General

As Published: 2011

PERG 15.2 General

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs