Search Result

181 - 200 of 925 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification