Search Result

161 - 180 of 998 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?