Search Result

761 - 780 of 1023 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2013

SUP 10A.12 Procedures relating to FCA-approved persons

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports