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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

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BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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