Search Result

261 - 280 of 1023 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4