Search Result

461 - 480 of 986 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts