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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation