Search Result

121 - 140 of 1140 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business