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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

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BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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REC 5.2 Application process

SUP 10A.9 Significant management functions

BIPRU 7.6 Option PRR

COND 2.7 Business model

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

BIPRU 1.3 Applications for advanced approaches and waivers

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

DTR 4.1 Annual financial report

LR 15.2 Requirements for listing

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

COLL 8.4 Investment and borrowing powers

BIPRU 13.1 Application and Purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading