Search Result

81 - 100 of 1087 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID