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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

…

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

…

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

…

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

…

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

…

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

…

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

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