Search Result

601 - 620 of 884 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

DTR 3.1

As Published: 2005

DTR 3.1

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements