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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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TC App 5.1

As Published: 2010

TC App 5.1

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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