Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 13.3 Investment Services and Activities

PERG 14.2 General issues

SUP 10A.8 Systems and controls functions

ICOBS 5.3 Advised sales

BIPRU 1.1 Application

REC 2.16A Operation of a multilateral trading facility

SUP 15.1 Application

REC 3.6 Constitution and governance

COLL 2.1 Authorised fund applications

COLL 4.2 Pre-sale notifications

FIT 1.2 Introduction

SUP 1A.1 Application and purpose

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 4.7 Key investor information and marketing communications

DISP 1.3 Complaints handling rules

PRIN 3.1 Who?

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading