Search Result

161 - 180 of 946 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

PERG 13.2 General

As Published: 2011

PERG 13.2 General

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers