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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

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FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

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BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

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PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

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SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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DISP App 3.10 Application: evidential provisions

As Published: 2010

DISP App 3.10 Application: evidential provisions

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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