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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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SUP 10A.5 Significant-influence functions

As Published: 2013

SUP 10A.5 Significant-influence functions

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

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