Search Result

401 - 420 of 748 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 12.1 Application

As Published: 2005

LR 12.1 Application

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services