Search Result

361 - 380 of 931 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

REC 3.23 Default

As Published: 2011

REC 3.23 Default

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PR App 1.1

As Published: 2005

PR App 1.1

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping