Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

…

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

…

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

…

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

…

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 11.9 Changes in close links

SUP 3.4 Auditors' qualifications

COND 2.2 Location of offices

CASS 5.1 Application

PRIN 1.2 Clients and the Principles

PERG 5.1 Application and purpose

SUP 11.8 Changes in the circumstances of existing controllers

REC 3.1 Application and purpose

ICOBS 1.1 The general application rule

PERG 4.3 Regulated activities related to mortgages

FIT 1.1 Application and purpose

SUP 10A.4 Specification of functions

REC 2.7 Access to facilities

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order