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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

PERG 2.11

As Published: 2007

PERG 2.11

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General