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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose