Search Result

441 - 460 of 937 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS