Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 6.7 Payment of levies

SUP 2.1 Application and purpose

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

PERG 2.2 Introduction

APER 4.2 Statement of Principle 2

SUP 5.3 Policy on the use of skilled persons

LR App 1.1 Relevant definitions

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 10A.10 Customer-dealing functions

BIPRU 2.1 Solo consolidation

SYSC 6.1 Compliance

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 12.2 UK UCITS management companies

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 10A.16 How to apply for approval and give notifications

RCB 3.3 Asset pool notifications

SUP 16.9 Appointed representatives annual report

COND 2.2 Location of offices

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order