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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

COLL 8.3 Investor relations

SUP 6.5 Ending authorisation

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

PERG 7.4 Does the article 54 exclusion apply?

PRIN 1.2 Clients and the Principles

BIPRU 11.5 Technical criteria on disclosure: General requirements

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

CASS 8.1 Application

PERG 2.3 The business element

PERG 8.21 Company statements, announcements and briefings

BIPRU 7.10 Use of a Value at Risk Model

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order