Search Result

81 - 100 of 535 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

MCOB 12.6 Business loans

As Published: 2004

MCOB 12.6 Business loans

DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

As Published: 2006

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

PERG 2.11

As Published: 2007

PERG 2.11

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction