Search Result

81 - 100 of 133 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 6.1 Application

As Published: 2005

LR 6.1 Application

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy