Search Result

81 - 100 of 871 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction