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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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