Search Result

621 - 640 of 961 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose