Search Result

461 - 480 of 1179 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)