Search Result

421 - 440 of 1108 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

DISP App 3.10 Application: evidential provisions

As Published: 2010

DISP App 3.10 Application: evidential provisions

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary