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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

INSPRU 1.1 Application

DEPP 6.5 Determining the appropriate level of financial penalty

REC 2.9 Transaction recording

COLL 5.4 Stock lending