Search Result

341 - 360 of 1131 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application