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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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Similar To

COBS 16.3 Periodic reporting

REC 2.5 Systems and controls and conflicts

LR 20.4 Continuing obligations

LR 9.5 Transactions

DISP 3.5 Resolution of complaints by the Ombudsman

MAR 8.3 Requirements for benchmark administrators

REC 6.2 Applications

SUP 15.2 Purpose

COLL 6.3 Valuation and pricing

COLL 5.2 General investment powers and limits for UCITS schemes

PR App 3.1

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

BIPRU 7.10 Use of a Value at Risk Model

COLL 4.2 Pre-sale notifications