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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

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ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

CREDS 2.2 General provisions

ICOBS 2.1 Client categorisation

MAR 1.3 Market abuse (insider dealing)

DTR 5.8 Procedures for the notification and disclosure of major holdings

ICOBS 2.5 Exclusion of liability and reliance on others

MCOB 8.2 Purpose

MCOB 4.2 Purpose

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

DTR 5.11 Non EEA State issuers

PERG 2.8 Exclusions applicable to particular regulated activities

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

PERG 8.21 Company statements, announcements and briefings

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

ICOBS 5.2 Statement of demands and needs

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

CASS 7A.2 Primary pooling events

LR 9.5 Transactions

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

PERG 12.3 Rights under a personal pension scheme