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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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APER 4.2 Statement of Principle 2

COBS 6.1 Information about the firm and compensation information

LR 15.4 Continuing obligations

SUP 12.9 Record keeping

SUP 18.4 Friendly Society transfers and amalgamations

LR 15.6 Notifications and periodic financial information

SYSC 12.1 Application

PERG 8.21 Company statements, announcements and briefings

LR 17.4 [deleted]

BIPRU 2.1 Solo consolidation

PERG 13.6 The recast Capital Adequacy Directive

REC 2.8 Settlement and clearing facilitation services

COBS 14.3 Information about designated investments

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order