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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SYSC 13.2 Purpose

COND 2.4 Appropriate resources

PERG 2.5 Investments and activities: general

SUP 13.12 Sources of further information

REC 3.12 Legal proceedings

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COBS 7.2 Information to be provided by the insurance intermediary

COBS 9.4 Suitability reports

REC 5.2 Application process

SUP 18.3 Insurance business transfers outside the United Kingdom

ICOBS 4.1 General requirements for insurance intermediaries

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COBS 4.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 13.11 Record keeping

LR 14.3 Continuing obligations

BIPRU 3.4 Risk weights under the standardised approach to credit risk

PERG 8.31 Exclusions for advising on investments

COLL 12.3 EEA UCITS management companies