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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers