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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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