Search Result

301 - 320 of 884 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

LR 20.1 Application

As Published: 2010

LR 20.1 Application

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions