Search Result

661 - 680 of 691 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

APER 1.1A Application

As Published: 2013

APER 1.1A Application

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings