Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

…

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

…

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

…

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

…

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 5.4 Appointment and reporting process

SUP 3.4 Auditors' qualifications

PERG 4.4 What is a regulated mortgage contract?

APER 4.2 Statement of Principle 2

ICOBS 6.4 Pre- and post-contract information: protection policies

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SYSC 19A.2 General requirement

LR 5.4A Transfer between listing categories: Equity shares

COLL 7.6 Schemes of arrangement

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

BIPRU 1.2 Definition of the trading book

COLL 9.3 Section 270 and 272 recognised schemes

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading