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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events