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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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