Search Result

221 - 240 of 1061 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PR App 3.1

As Published: 2005

PR App 3.1

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies