Related provisions for CASS 5.6.5
1 - 2 of 2 items.
A primary pooling event occurs:(1) on the failure of the firm;(2) on the vesting of assets in a
trustee
in accordance with an 'assets requirement' imposed under section 55P(1)(b) or (c) (as the case may be) of the Act;(3) on the coming into force of a requirement for all client money held by the firm; or(4) when the firm notifies, or is in breach of its duty to notify, the FCA, in accordance with
CASS 7.6.16 R
(Notification requirements), that it is unable correctly to identify